Honesty, integrity and good standing
Financial Advisory and Intermediary Services Act
Posted by Lizelle Conradie on 2019-05-10 in
Financial Services
FAIS
FSCA
The FAIS Fit and Proper determination, Board Notice 194 of 2017 require each of the categories of FSPs, key individuals and representatives to have personal character qualities of honesty and integrity and good standing.
In the attached document we answer some frequently asked questions.
Should you have any further questions about fit and proper requirements you are welcome to submit questions to the FSCA at fitandproper@fsca.co.za