Our Services

We regard all regulatory risk management to follow the same logical cycle which we refer to as a Risk Management and Compliance Programme. The services we provide are in support of this programme and helps us to provide our clients with a comprehensive approach to achieve good governance, risk management and compliance.

Non-compliance can leave your company at risk for financial losses, security breaches, license revocations, business disruptions, poor client servicing and a damaged reputation..

Let Us Help You

How do we idenfity the risks in your business?

Independent Auditing

Regulatory risk, also referred to as compliance risk, is the risk arising from violations of laws, rules or regulations, or from noncompliance with internal policies and procedures.

By using a systematic process we are able to conduct an external regulatory risk audit on your organization which will ultimately assist management in making an informed decision on how best to deal with risks.

A risk audit is the examination and documentation of the effectiveness of risk responses in dealing with identified risk and their root causes, as well as the effectiveness of the risk management process within an organization.

  • Step 1

    Identify the focus area

  • Step 2

    Document the scope

  • Step 3

    Determine the current state

  • Step 4

    Plan the future state

  • Step 5

    Report on the gaps

Can we assist in mitigating the risks identified?

Regulatory Assistance

License Applications

Our experienced team will assist you by identifying, preparing and submitting the correct application for authorization from a variety of regulatory bodies

Profile Management

We have dedicated administrative staff who are in in regular contact with regulatory bodies to ensure all regulatory profile changes are appropriately managed.

Statutory Returns

Our authorized compliance officers will review and advise on the correct procedures and requirements for all statutory returns in your industry.

How do we ensure ongoing compliance?

Compliance Monitoring

Well, lets start by reminding you that the consequences of non-compliance are not limited to statutory or legal penalties only, the indirect costs to a company are often far more significant. This is exactly why we have taken our time to develop an online compliance monitoring solution what will help you to maintain compliance and not scare you away.

The volume and complexity of controls necessary to mitigate regulatory risk can be quite intimidating, which is exactly why we have designed our system to work on a risk-based approach where each requirement is individually assessed and includes our recommendations and solutions.

Is your team adequately trained?

Professional Development

On-line Training

Training conducted online involves enrolling in a course on our training platform and then learning through online videos, assignments and self-assessments.

On-site Training

The benefits of training conducted in person can never be replaced and as such we offer all of our courses onsite through individual or group workshops.